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Wise Stewardship Financial Planning

Financial Planner for Widows & Military

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Business Continuity Plan

You are here: Home / Business Continuity Plan

Wise Stewardship Financial Planning has developed a Business Continuity Plan on how the firm will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, WSFP will have to be flexible in responding to actual events as they occur. With that in mind, the firm is providing you with this information on our business continuity plan.

CONTACTING US

If after a significant business disruption you cannot contact us as you usually do—at 857-209-8437 or at daniel@wisestewardshipfp.com —you should follow the following instructions:

1. Accounts held at TD Ameritrade, Inc.
If you have an account held with our custodian, TD Ameritrade, and need access to funds or securities or if you need to place orders for your account, you should contact TD Ameritrade directly:

  • 1-800-431-3500
  • your TDAmeritrade client portal

2. Documents created during your work with Flow
You can access all the financial planning documents we’ve created together in the RightCapital client Vault. Every WSFP client has an account on RightCapital. Please log in to RightCapital to access those documents.

OUR BUSINESS CONTINUITY PLAN

Wise Stewardship Financial Planning plans to quickly recover and resume business operations after a significant business disruption and respond by safeguarding employees and property, making a financial and operational assessment, protecting the firm′s books and records, and allowing our clients to transact business. In short, the firm′s business continuity plan is designed to permit WSFP to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

The Wise Stewardship Financial Planning business continuity plan addresses: data back-up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, and bank impact; regulatory reporting; and assuring clients prompt access to their funds and securities if the firm is unable to continue business.

VARYING DISRUPTIONS

Significant business disruptions can vary in their scope, such as only our firm, the building housing the firm, the business district where the firm is located, the city where the firm is located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. The firm plans to continue in business and notify you through this website, via email, or via phone about how to contact us. If the significant business disruption is so severe that it prevents the firm from remaining in business:

  1. Our clients always have direct access to their funds and securities at TD Ameritrade
  2. We will notify clients of the business closure.
FOR MORE INFORMATION

If you have questions about our business continuity planning, you can contact the firm for more information.

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Wise Stewardship Financial Planning
(857) 209-8437
Daniel@WiseStewardshipFP.com

8374 Market St. Suite 137
Lakewood Ranch, FL 34202

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WISE STEWARDSHIP FINANCIAL PLANNING, LLC (“WSFP”) is a registered investment advisor offering advisory services in the State(s) of MA, TX, FL and in other jurisdictions where exempted. Registration does not imply a certain level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute. Follow-up or individualized responses to consumers in a particular state by WSFP in the rendering of personalized investment advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant an applicable state exemption.

 

All written content on this site is for information purposes only. Opinions expressed herein are solely those of WSFP, unless otherwise specifically cited. Material presented is believed to be from reliable sources and no representations are made by our firm as to other parties’ informational accuracy or completeness. All information or ideas provided should be discussed in detail with an advisor, accountant, or legal counsel prior to implementation.

 

TD Ameritrade, Inc. is the firm that we use to custody our client assets. TD Ameritrade and Wise Stewardship Financial Planning LLC, are separate and unaffiliated firms, and are not responsible for each other’s services or policies. TD Ameritrade does not endorse or recommend any advisor and the use of the TD Ameritrade logo does not represent the endorsement or recommendation of any advisor. Brokerage services provided by TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. Used with permission.

 

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